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CSI Canadian Securities Course Exam 1 Sample Questions:

1. What is one feature of a generalpartnership?

A) it is a distinct legal entity separate from its owners
B) A general partner runs the business and the limited partners do not.
C) The partners ate personally liable for al debts of the business
D) it can raise funds by issuing equity .

2. An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A) Escrowing shares
B) offering a greenshee option
C) Filling disclosure documents with SEDAR+.
D) Crowfunding

3. According to the Bankof Canada, approximately how many months does ittake for the effect of changes in monetary policy to be feltthrough the whole economy?

A) 36
B) 6
C) 3
D) 18

4. What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?

A) Prevent delisting from a stock exchange
B) increase the share price
C) Decrease the share price
D) Fewer outstanding shares

5. What is the best way to measure the performance of stock indexes?

A) Point changes
B) Percentage changes
C) Share price changes
D) Relative value changes

Solutions: